Independent FCC Programme - Audit & Assurance
An independent Financial Crime Compliance (FCC) audit and assurance exercise delivers a meticulous evaluation across policy frameworks, design architecture, and operational effectiveness, ensuring that regulatory compliance is not merely met but exemplified. This rigorous scrutiny fortifies the integrity of control environments, providing the Board of Directors, CEOs, CROs, Chief Internal Auditors, Chief Compliance Officers, and MLROs with unequivocal assurance that the organisation's financial crime risk management is robust, agile, and aligned to evolving statutory and regulatory expectations. Through this comprehensive assurance process, executive leadership can confidently substantiate their fiduciary accountability while safeguarding the institution’s reputation and resilience.
Targeted/Fast Reviews: FCC Risk Assessment Methodology, New Regulations vs Policies and Standards Impact and Gap Analysis.
Thematic Review & Desk Reviews: Correspondent Banking/Trade Finance/Precious Metals/Non-Banking Financial Institutions, Money Service Businesses, Charitable Organisations, Anti-Bribery and Corruption Reviews.
Regulatory Issue Validation: Expert assessment and remediation of regulatory issues with proven frameworks and methodologies.
An independent Financial Crime Compliance (FCC) audit and assurance exercise delivers a meticulous evaluation across policy frameworks, design architecture, and operational effectiveness, ensuring that regulatory compliance is not merely met but exemplified. This rigorous scrutiny fortifies the integrity of control environments, providing the Board of Directors, CEOs, CROs, Chief Internal Auditors, Chief Compliance Officers, and MLROs with unequivocal assurance that the organisation's financial crime risk management is robust, agile, and aligned to evolving statutory and regulatory expectations. Through this comprehensive assurance process, executive leadership can confidently substantiate their fiduciary accountability while safeguarding the institution’s reputation and resilience.
Targeted/Fast Reviews: FCC Risk Assessment Methodology, New Regulations vs Policies and Standards Impact and Gap Analysis.
Thematic Review & Desk Reviews: Correspondent Banking/Trade Finance/Precious Metals/Non-Banking Financial Institutions, Money Service Businesses, Charitable Organisations, Anti-Bribery and Corruption Reviews.
Regulatory Issue Validation: Expert assessment and remediation of regulatory issues with proven frameworks and methodologies.